In: Economics
1. What is the outcome of this case? (Guilty, not guilty, acquitted, etc.) (2-3 sentences)
2. What is the author's basis of dissent OR basis or support for upholding the opinion of the court? (1 full paragraph)
3. How does this judicial opinion (and general case) increase your understanding of what has been learned/discussed during this time period of the class and the events within it? Explain how this case is historically significant to what we have learned. (I full paragraph)
U.S. Supreme Court
Dennis v. United States, 341 U.S. 494 (1951)
Dennis v. United States
No. 336
Argued December 4, 1950
Decided June 4, 1951
341 U.S. 494
MR. CHIEF JUSTICE VINSON announced the judgment of the Court and an opinion in
which MR. JUSTICE REED, MR. JUSTICE BURTON and MR. JUSTICE MINTON join.
The obvious purpose of the statute is to protect existing Government not from change
by peaceable, lawful and constitutional means, but from change by violence, revolution
and terrorism. That it is within the power of the Congress to protect the Government of
the United States from armed rebellion is a proposition which requires little discussion.
Whatever theoretical merit there may be to the argument that there is a "right" to
rebellion against dictatorial governments is without force where the existing structure of
the government provides for peaceful and orderly change. We reject any principle of
governmental helplessness in the face of preparation for revolution, which principle,
carried to its logical conclusion, must lead to anarchy. No one could conceive that it is
not within the power of Congress to prohibit acts intended to overthrow the Government
by force and violence. The question with which we are concerned here is not whether
Congress has such power, but whether the means which it has employed conflict with
the First and Fifth Amendments to the Constitution.
One of the bases for the contention that the means which Congress has employed are
invalid takes the form of an attack on the face of the statute on the grounds that, by its
terms, it prohibits academic discussion of the merits of Marxism-Leninism, that it stifles
ideas and is contrary to all concepts of a free speech and a free press.
The very language of the Smith Act negates the interpretation which petitioners would
have us impose on that Act. It is directed at advocacy, not discussion. Thus, the trial
judge properly charged the jury that they could not convict if they found that petitioners
did "no more than pursue peaceful studies and discussions or teaching and advocacy in
the realm of ideas." He further charged that it was not unlawful" to conduct in an
American college or university a course explaining the philosophical theories set forth in
the books which have been placed in evidence."
In this case, we are squarely presented with the application of the "clear and present
danger" test, and must decide what that phrase imports.
Obviously, the words cannot mean that, before the Government may act, it must wait
until the putsch is about to be executed, the plans have been laid and the signal is
awaited. If Government is aware that a group aiming at its overthrow is attempting to
indoctrinate its members and to commit them to a course whereby they will strike when
the leaders feel the circumstances permit, action by the Government is required. The
argument that there is no need for Government to concern itself, for Government is
strong, it possesses ample powers to put down a rebellion, it may defeat the revolution
with ease needs no answer. For that is not the question. Certainly an attempt to
overthrow the Government by force, even though doomed from the outset because of
inadequate numbers or power of the revolutionists, is a sufficient evil for Congress to
prevent. The damage which such attempts create both physically and politically to a
nation makes it impossible to measure the validity in terms of the probability of success,
or the immediacy of a successful attempt. In the instant case, the trial judge charged the
jury that they could not convict unless they found that petitioners intended to overthrow
the Government "as speedily as circumstances would permit." This does not mean, and
could not properly mean, that they would not strike until there was certainty of success.
What was meant was that the revolutionists would strike when they thought the time
was ripe. We must therefore reject the contention that success or probability of success
is the criterion.
Chief Judge Learned Hand, writing for the majority below, interpreted the phrase as
follows:
"In each case, [courts] must ask whether the gravity of the 'evil,' discounted by its
improbability, justifies such invasion of free speech as is necessary to avoid the
danger." We adopt this statement of the rule. As articulated by Chief Judge Hand, it is
as succinct and inclusive as any other we might devise at this time. It takes into
consideration those factors which we deem relevant, and relates their significances.
More we cannot expect from words.
Likewise, we are in accord with the court below, which affirmed the trial court's finding
that the requisite danger existed. The mere fact that, from the period 1945 to 1948,
petitioners' activities did not result in an attempt to overthrow the Government by force
and violence is, of course, no answer to the fact that there was a group that was ready
to make the attempt. The formation by petitioners of such a highly organized
conspiracy, with rigidly disciplined members subject to call when the leaders, these
petitioners, felt that the time had come for action, coupled with the inflammable nature
of world conditions, similar uprisings in other countries, and the touch-and-go nature of
our relations with countries with whom petitioners were in the very least ideologically
attuned, convince us that their convictions were justified on this score. And this analysis
disposes of the contention that a conspiracy to advocate, as distinguished from the
advocacy itself, cannot be constitutionally restrained, because it comprises only the
preparation. It is the existence of the conspiracy which creates the danger…if the
ingredients of the reaction are present, we cannot bind the Government to wait until the
catalyst is added.
We hold that §§ 2(a)(1), 2(a)(3) and 3 of the Smith Act do not inherently, or as
construed or applied in the instant case, violate the First Amendment and other
provisions of the Bill of Rights, or the First and Fifth Amendments because of
indefiniteness. Petitioners intended to overthrow the Government of the United States
as speedily as the circumstances would permit. Their conspiracy to organize the
Communist Party and to teach and advocate the overthrow of the Government of the
United States by force and violence created a "clear and present danger" of an attempt
to overthrow the Government by force and violence. They were properly and
constitutionally convicted for violation of the Smith Act. The judgments of conviction are
upheld.
MR. JUSTICE BLACK, dissenting.
At the outset, I want to emphasize what the crime involved in this case is, and what it is
not. These petitioners were not charged with an attempt to overthrow the Government.
They were not charged with overt acts of any kind designed to overthrow the
Government. They were not even charged with saying anything or writing anything
designed to overthrow the Government. The charge was that they agreed to assemble
and to talk and publish certain ideas at a later date: the indictment is that they conspired
to organize the Communist Party and to use speech or newspapers and other
publications in the future to teach and advocate the forcible overthrow of the
Government. No matter how it is worded, this is a virulent form of prior censorship of
speech and press, which I believe the First Amendment forbids. I would hold § 3 of the
Smith Act authorizing this prior restraint unconstitutional on its face and as applied.
But let us assume, contrary to all constitutional ideas of fair criminal procedure, that
petitioners, although not indicted for the crime of actual advocacy, may be punished for
it. Even on this radical assumption, the other opinions in this case show that the only
way to affirm these convictions is to repudiate directly or indirectly the established "clear
and present danger" rule. This the Court does in a way which greatly restricts the
protections afforded by the First Amendment. The opinions for affirmance indicate that
the chief reason for jettisoning the rule is the expressed fear that advocacy of
Communist doctrine endangers the safety of the Republic. Undoubtedly a governmental
policy of unfettered communication of ideas does entail dangers. To the Founders of
this Nation, however, the benefits derived from free expression were worth the risk.
They embodied this philosophy in the First Amendment's command that "Congress shall
make no law . . . abridging the freedom of speech, or of the press. . . ." I have always
believed that the First Amendment is the keystone of our Government, that the
freedoms it guarantees provide the best insurance against destruction of all freedom. At
least as to speech in the realm of public matters, I believe that the "clear and present
danger" test does not "mark the furthermost constitutional boundaries of protected
expression," but does "no more than recognize a minimum compulsion of the Bill of
Rights."
So long as this Court exercises the power of judicial review of legislation, I cannot agree
that the First Amendment permits us to sustain laws suppressing freedom of speech and press on the basis of Congress' or our own notions of mere "reasonableness." Such
a doctrine waters down the First Amendment so that it amounts to little more than an
admonition to Congress. The Amendment as so construed is not likely to protect any
but those "safe" or orthodox views which rarely need its protection.
Public opinion being what it now is, few will protest the conviction of these Communist
petitioners. There is hope, however, that, in calmer times, when present pressures,
passions and fears subside, this or some later Court will restore the First Amendment
liberties to the high preferred place where they belong in a free society
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