Question

What are the main issues in the regulation of securities industries. Please explain

Answer 1

In the present time security industry is one of the growing industry. With the growing size of this industry it is necessary to regulate this in efficient manner. There are many issues in regulating this industry.

1 .ENFORCEMENT- every regulator makes rules and regulations for the security market but the main issues come when we talk about implementation. Making rules is easy but to implement them in the whole industry is really a difficult task.
2 .   TRANSPARENCY- in the recent scenario when we are witnessing so much unethical ways of making money from the security market it is really very important for the regulator to maintain transparency in transactions and market.   .
3 .INSIDER TRADING - insider trading is always a major issue in security industry because it removes healthy competition and also promote illegal and unethical way of making money.

4 .CYBER SECURITY - increasing in technology also giving birth to different different cyber crimes. In the regulations of security market cyber security is one of the major issues on which everyone is trying to contribute in its own way.

5 . MAINTAIN GLOBAL STANDARDS - regulator always thinks about the global standards while making any rules for the industry. If it is not acceptable at the global level it will not attract investors.