1. What are the three main types of Securities traded on public
markets? Briefly describe each.
2. Briefly explain how CDO tranches work and why they are
used.
3. Briefly explain going ‘short’ in market trading.
Describe fraud.
What are the three categories of fraud and list an example of
each.
Describe the fraud triangle.
List the key requirements of the Sarbanes-Oxley Act (SOX)
List the components of the framework commonly used in
corporations when analyzing their internal control systems:
List the five common principles of Internal Control and give an
explanation and example of each
Name two reasons why internal control for cash is important.
What does the term “cleared the bank” mean?
What are...
What are the three categories of business
entities?
List and briefly describe the two primary
differences between the three categories of business entities.
What are managerial roles and what are the three main categories
of managerial roles?
What is a GIS? Describe at least three ways in which a GIS could
be used by modern business.
What is the focus of Business Analytics. Provide the three main
levels and provide an example of their application.
Many business are focusing on data harvesting as part of their
core competency (Amazon, Facebook, and Google are perfect
examples). How could these companies utilize this immense data
along with Business Analytics to create and sustain competitive
advantage.
Explain categorization and the two main types of
categories—natural categories and artificial categories. Describe
how the prototype theory explains the formation of categories.