A Compliance officer is an officer who has responsibilities to
ensure the complies of the company with its internal policies and
its outside regulatory requirements. He or she ensure that the
company is working in full compliance by following all rules and
regulations required to run the organization.
The steps i would like to take to assure the
organization is complying are as follows:
- I will create a compliance committee to enforce the standards
with disciplinary guidelines which should be communicated to
everyone in the practice.
- After the commitment of an offense, i will conduct an internal
investigation and do the proper findings there by submit them to
the government and will take the corrective action in the
organization itself.
- I need to act as liaison between government and board of
directors of the organization to decide about the policies an
organization need to adopt.
- We will develop lot of compliance programs to educate
management and various employees about the rules and regulations so
that they can work according to the standard of the
organization.
- I would like to be fair and modest to each and every employee
and will make a judgment after knowing all facts and interviewing
the concerned employee.
- I will actively enforce reporting policy mandatory which will
help in seeking weaknesses of the organization.